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U.S. Department of Energy ORDER
Washington, D.C. DOE O 410.1
Approved: 8-28-07
SUBJECT: CENTRAL TECHNICAL AUTHORITY RESPONSIBILITIES REGARDING
NUCLEAR SAFETY REQUIREMENTS
1. OBJECTIVES. To establish Central Technical Authority (CTA)
and Chief of Nuclear Safety/Chief of Defense Nuclear Safety
(CNS/CDNS) responsibilities and requirements directed by the
Secretary of Energy in the development and issuance of
Department of Energy (DOE) regulations and directives
(includes standards) that affect nuclear safety.
a. To identify CTA authorities and actions for specific
regulations and directives.
b. To establish related responsibilities and requirements
for other Departmental elements.
c. To establish responsibilities and requirements for
addressing nuclear safety regulations and directives in
contracts.
2. CANCELLATION. None.
3. APPLICABILITY.
a. DOE Elements. Except for the exclusions in paragraph
3c, this Order applies to all Departmental elements
involved in developing, managing, and implementing
regulations and directives that affect nuclear safety.
(Go to http://www.directives.doe.gov/pdfs/reftools/org-
list.pdf for the current listing of Departmental
elements. This list automatically includes all
Departmental elements created after the Order is
issued.) Requirements in this Order affecting
contracts apply to the following contract types for DOE
nuclear facilities: management and operating;
management and integration; design; and construction.
While this Order does not place explicit
responsibilities upon contracting officers, concurrence
by CTAs must be obtained by program and cognizant
Secretarial Officers and field element managers for
contract actions, including the release of requests for
proposals and the execution of contract renewals.
The Administrator of the National Nuclear Security
Administration (NNSA) will assure that NNSA employees
comply with their respective responsibilities under
this Order. Nothing in this Order will be construed
to interfere with the NNSA Administrator’s authority
under section 3212(d) of Public Law (P.L.) 106-65 to
establish Administration specific policies, unless
disapproved by the Secretary.
b. DOE Contractors. None.
c. Exclusions.
(1) This Order does not apply to the DOE/NNSA Naval
Reactors Program in accordance with Executive
Order 12344, statutorily prescribed by Public Law
98-525 [42 United States Code (U.S.C.) 7158,
note].
(2) This Order does not apply to the Bonneville Power
Administration (BPA), in accordance with
Secretarial delegation Order Number 00-033.00A to
the BPA Administrator and Chief Executive Officer,
dated 9-27-02.
4. REQUIREMENTS.
a. CTA concurrence is required on directives included
pursuant to Title 48 Code of Federal Regulations
(CFR) 970.5204-2 paragraphs (b) and (c) in all new
prime management and operating, management and
integration, design, and construction contracts for DOE
nuclear facilities.
Note: In the following, “CTA” includes all CTAs having
responsibilities for nuclear facilities that are
covered by a particular contract or that would be
affected by granting an exemption or exception.
(1) CTA concurrence is required prior to approval of
exemptions to 10 CFR 830 and prior to approval of
exemptions or exceptions to the directives listed
in Attachment 1.
(2) CTA concurrence is required prior to approval of a
methodology other than that given in Table 2-1,
Appendix A of Subpart B to 10 CFR 830 for
preparation of a documented safety analysis for a
Hazard Category 1, 2 or 3 nuclear facility.
(3) CTA concurrence is required on the directives
included pursuant to 48 CFR 970.5204-2 paragraph
(b) and paragraph (c) in requests for proposals
(RFPs) for new prime contracts for DOE nuclear
facilities prior to the release of the RFP. CTA
concurrence is required prior to contract award if
changes are made to the included directives after
initial RFP is released.
(4) CTA concurrence is required on directives included
pursuant to 48 CFR 970.5204-2 paragraph (b) and
paragraph (c) prior to approving revisions to
existing prime contracts when both of the
following conditions exist:
(a) the revisions involve construction, major
modification, or initiation of program work,
and
(b) any of the Contractor Requirements Document
(CRD) provisions of directives listed in
Attachment 1 that are applicable to the
construction, major modification or new
program work were not previously included in
the contract.
(5) Implementation of Work Smart Standards, Standards
and Requirements Identification Documents, or
approved Safety Management System processes used
to tailor the requirements included in new or
revised contracts pursuant to 48 CFR 970.5204-2
paragraph (c) must be consistent with the
following requirements:
(a) Directives listed in Attachment 1, and
subsequent revisions, must be evaluated for
applicability within 12 months of issuance or
within the time period identified in the
directive, whichever is shorter.
(b) Methodologies listed in Table 2-1, Appendix A
of Subpart B to 10 CFR 830 must be
implemented as written when used for the
development of Documented Safety Analyses for
Hazard Category 1, 2, or 3 nuclear
facilities, unless DOE approves the use of an
alternative methodology.
Note: Applying the provisions for the graded
approach provided in 10 CFR 830 (i.e.
adjusting the level of detail, analysis,
and documentation to reflect the
complexity and hazard associated with a
particular facility) is considered
implementing the directives as written
because 10 CFR 830 allows for that
approach. Use of a different or
“tailored” methodology, however, to
eliminate required portions of the
methodology or content beyond the grading
permitted by 10 CFR 830 requires DOE
approval and CTA concurrence as an
alternative methodology.
(c) As directives listed in Attachment 1 are
revised, or new directives are added to
Attachment 1, an integrated listing
(organized by Regulation or Directive number
as appropriate) must be developed and
maintained to indicate which provisions of
the new or revised CRDs have been
implemented, omitted, and implemented with
exceptions or in a modified form in prime
contracts. Treatment of directives already
in prime contracts as of the date of this
order is not included in this requirement,
but the treatment of future revisions to
those directives is subject to this
requirement.
(d) As directives listed in Attachment 1 are
revised, or new directives are added to
Attachment 1, justifications must be
documented and maintained for the life of the
prime contract that explain the contractual
treatment of new or revised CRD provisions
not included in the contract as written in
the CRD. Treatment of directives already in
contracts as of the date of this order is not
included in this requirement, but the
treatment of future revisions to those
directives is subject to this requirement.
b. CTA concurrence is required prior to approval of a
revision to or cancellation of 10 CFR 830 or the
directives and regulations listed in Attachment 2.
Note: This requirement applies to the references listed
in Attachment 2 and all subsequent versions.
Note: As used here, the term “revision” includes any
means used to change the content of the directive
or regulation.
c. CTAs must be notified prior to Department-wide review
and comment of new directives. Where the CTA concludes
that a new regulation or directive does not affect
nuclear safety, coordination with the CTA will not be
required.
d. Published documents that affect nuclear safety must be
identified in Attachments 1 and 2 of this Order.
(1) Attachment 1 lists only those directives
warranting CTA oversight that directly impact the
establishment, verification, and maintenance of
the safety bases for DOE nuclear facilities as
defined in 10 CFR 830, and that have relevant CRD
provisions. CTA review of prime contract
requirements focuses on the implementation of the
CRD provisions of these documents.
(2) Attachment 2 includes those directives listed in
Attachment 1, as well as other documents that
impact the training and qualification of nuclear
safety personnel, or that have sufficient impact
on nuclear safety to warrant CTA concurrence to
any changes.
(3) Changes to this Order that affect only the list of
documents in Attachments 1 and 2 must be initiated
by and coordinated between the CTAs.
e. The office of primary interest or the preparing
activity for a document must be notified that a new
draft document will require CTA concurrence.
5. RESPONSIBILITIES.
a. Central Technical Authorities.
Note: In the following subsections, when more than one
CTA is responsible for nuclear facilities to which
a directive is applicable, or that are covered by
a particular contract or that would be affected by
granting an exemption or exception, all
responsible CTAs must concur on the associated
action.
(1) Concur with exemptions to 10 CFR 830 and
exemptions or exceptions to the directives listed
in Attachment 1—for directives, within the time
limits established for the concurrences to
exemptions in DOE M 251.1-1B for both exemptions
and exceptions; for exemptions to 10 CFR 830 no
later than 30 days before the time limit for
approval elapses.
(2) Concur with revision or cancellation of directives
and regulations listed in Attachment 2.
(3) Concur with new regulations and directives that
that the CTA identifies as affecting nuclear
safety.
(4) For structures, activities and operations for
which they are responsible:
(a) Concur with the directives included in RFPs
and in new prime contracts for nuclear
facilities.
(b) Concur with the directives included in prime
contract revisions that allow for
construction, major modification or new
program work when both of the following
conditions apply:
1 any of the CRD provisions of directives
listed in Attachment 1 are applicable to
the construction, major modification or
new program work, and
2 the applicable CRD provisions are not
already included in the prime contract.
(5) Identify documents that affect nuclear safety by
approving changes to Attachments 1 and 2 for
existing documents, and by notifying the Office of
Primary Interest or the Preparing Activity for new
documents as early in the coordination process as
possible, preferably during pre-coordination, that
CTA concurrence will be required.
(6) Concur with the use of any methodology other than
that given in Table 2-1, Appendix A of Subpart B
to 10 CFR 830 to prepare a documented safety
analysis for a Hazard Category 1, 2 or 3 nuclear
facility within 150 calendar days of receipt of
the request for concurrence.
b. Chief of Nuclear Safety/Chief of Defense Nuclear
Safety.
(1) Develops and maintains a baseline list of known
exemptions to 10 CFR 830 and exemptions or
exceptions taken in prime contracts for nuclear
facilities to directives identified in Attachment
1.
(2) Evaluates requests for exemptions to 10 CFR 830
and for exceptions or exemptions to directives
identified in Attachment 1 and for each request,
provides the CTA a written summary of the
evaluation along with a recommendation regarding
concurrence.
(3) Evaluates requests for revision or cancellation of
regulations and directives listed in Attachment 2;
and, for each request, provides the CTA a written
summary of the evaluation along with a
recommendation regarding concurrence.
(4) Evaluates new and revised regulations and other
documents for inclusion in Attachments 1 and 2 and
provides the CTA a written summary of the
evaluation and justification for each document
recommended for inclusion as early in the
coordination process as possible, preferably
during pre-coordination.
(5) Evaluates RFPs and new or revised nuclear facility
contracts for adequacy of the directives included
and provides the CTA written summaries of the
evaluations along with recommendations regarding
concurrence.
(6) Maintains a list of approved deviations from the
double contingency principle (DOE O 420.1B).
(7) Evaluates the use of any methodology other than
that given in Table 2-1, Appendix A of Subpart B
to 10 CFR 830 to prepare a documented safety
analysis for a Hazard Category 1, 2 or 3 nuclear
facility and for each request, provides the CTA a
written summary of the evaluation along with a
recommendation regarding concurrence.
c. Program Secretarial Officers (PSOs) and Cognizant
Secretarial Officers (CSOs) with Responsibility for
Nuclear Facilities or Nuclear Safety.
(1) Recommend additions and deletions to regulations
and directives in Attachments 1 and 2 with the
potential to affect nuclear safety.
(2) Concur with revisions and cancellations of
regulations and directives listed in Attachment 2.
(3) Concur with new regulations and directives that
the CTA identifies as affecting nuclear safety.
(4) Notify CTA through the appropriate CSO and the
CNS/CDNS subsequent to approval of deviations from
the double contingency principle in operations
involving criticality hazards (DOE O 420.1B.)
(5) Withhold approval of exemptions to 10 CFR 830
until CTA concurrence has been received or the
time limits established for CTA concurrence in
paragraph 5a(1), above have elapsed. (Note:
timing considerations for approval of exemptions
to directives are provided in DOE M 251.1-1B)
(6) Withhold approval of the use of a methodology
other than that given in Table 2-1, Appendix A
of Subpart B to 10 CFR 830 to prepare a
documented safety analysis for a Hazard
Category 1, 2 or 3 nuclear facility until CTA
concurrence has been received or the time
limits established for CTA concurrence in
paragraph 5a(6), above, has elapsed.
(7) For prime contracts other than those managed by
NNSA: Obtain CTA concurrence on the list of
directives to be included in RFPs prior to the
release of the RFP, and prior to award of new
contracts for nuclear facilities, by requesting
the Office of Contract Management to forward the
RFP to CTA as part of the Business Clearance
process. This includes NNSA CTA concurrence for
DOE prime contracts that include the operation of
NNSA nuclear activities or operations.
(8) For prime contracts other than those managed by
NNSA: Obtain CTA concurrence on the list of
directives included in prime contract revisions
for construction, major modification or new
program work when both of the following conditions
apply:
(a) any of the CRD provisions of directives
listed in Attachment 1 are applicable to the
construction, major modification or new
program work, and
(b) the applicable CRD provisions were not
included in the prime contract prior to the
revision.
This responsibility includes obtaining NNSA CTA
concurrence for DOE prime contracts that include
the operation of NNSA nuclear activities or
operations when the contract revision affects work
performed in those facilities.
d. Field Element Managers.
(1) Recommend additions and deletions to regulations
and directives in Attachments 1 and 2 with the
potential to affect nuclear safety.
(2) Determine when specific CRD provisions are
applicable to prime contracts and when the
treatment of an applicable CRD provision in new
revisions to prime contracts would constitute an
exception (see definition) to a directive listed
in Attachment 1.
(3) Request CTA concurrence for exemption to
10 CFR 830 and for exemption or exception to
directives listed in Attachment 1 at the same time
as the approval request is submitted to the
approval authority
(4) Withhold approval of new exceptions to the
directives listed in Attachment 1 until either CTA
concurrence has been received or the time limits
established for the concurrences to exemptions in
DOE M 251.1-1B have elapsed. (Note: Timing
considerations for the approval of exemptions to
directives are provided in DOE M 251.1-1B)
(5) Develop and maintain a baseline list of known
exemptions to 10 CFR 830 and exceptions taken in
CRDs to directives (by directive number)
identified in Attachment 1.
(6) As directives listed in Attachment 1 are
revised, or new directives are added to
Attachment 1, ensure that an integrated listing
(organized by regulation or directive number as
appropriate) is developed and maintained to
indicate which provisions of the new or revised
CRDs have been implemented, omitted, and
implemented with exceptions or in a modified
form. Treatment of directives already in
contracts as of the date of this order is not
included in this requirement, but the treatment
of future revisions to those directives is
subject to this requirement.
(7) As directives listed in Attachment 1 are revised,
or new directives are added to Attachment 1,
ensure that justifications are documented and
maintained for the life of the contract that
explain the contractual treatment of new or
revised CRD provisions that were not included in
the contract as written in the CRD. Treatment of
directives already in contracts as of the date of
this order is not included in this requirement,
but the treatment of future revisions to those
directives is subject to this requirement.
(8) For prime contracts managed by NNSA:
(a) Obtain CTA concurrence on the list of
directives included in the prime contract for
nuclear facilities prior to release of the
RFP and prior to authorizing the contracting
officer to award the new contract.
(b) Obtain CTA concurrence on the list of
directives included in revised prime
contracts for nuclear facilities that
involve construction, major modification,
or initiation of program work in nuclear
facilities when both of the two following
conditions apply:
1 any of the CRD provisions of directives
listed in Attachment 1 are applicable to
the construction, major modification or
new program work, and
2 the applicable CRD provisions were not
previously included in the prime
contract.
(9) Ensure that an integrated list of approved
deviations from the double contingency principle
in operations involving criticality hazards
(DOE O 420.1B) is developed and maintained
current.
(10) At the same time as the approval request is
submitted to the approval authority, request CTA
concurrence for the use of a methodology other
than that given in Table 2-1, Appendix A of
Subpart B to 10 CFR 830 to prepare a documented
safety analysis for a Hazard Category 1, 2 or 3
nuclear facility; if approval authority is
delegated, withhold approval until CTA concurrence
has been received or the time limit established
for CTA concurrence in (a) (6) of this section has
elapsed.
(11) Ensure that Work Smart Standards, Standards and
Requirements Identification Documents, or approved
Safety Management System processes used to tailor
the requirements included in new or revised
contracts, as well as local processes used to
review and grant exemptions, are consistent with
the requirements in this Order.
e. Offices of Primary Interest (OPIs) or Preparing
Activities.
(1) For a revision to an existing document, consult
the list of directives and regulations in
Attachment 2 to determine whether CTA concurrence
on the revision is required.
(2) Notify the CTA of draft changes to directives and
regulations listed in Attachment 2.
(3) Provide CTAs with copies of the Justification
Memorandum when submitted for new directives, and
for revisions to directives listed in Attachment 2
(4) Verify that the resolution of rejected comments on
directives and regulations listed in Attachment 2,
including Guides and Standards, is acceptable to
the commenting organization. If a mutually
acceptable resolution can not be reached, provide
a summary of the issue and the resolution approach
when requesting CTA concurrence.
(5) Following comment resolution, provide a redlined
version of the revised document, along with
consolidated comment resolution matrices to the
CNS/CDNS for changes to directives and
regulations listed in Attachment 2, including
Guides, along with a request for CTA
concurrence.
(6) Withhold release or publication “for use” of
revised directives and regulations listed in
Attachment 2 or new documents that the CTA
indicates affect nuclear safety until CTA
concurrence has been obtained.
(7) Notify the CNS/CDNS of any new documents that
should be considered for possible inclusion in
Attachment 1 and 2.
f. Office of Management (For Prime Contracts Not
Managed by NNSA). Provide RFPs and new prime
contracts for nuclear facilities to the CNS/CDNS for
evaluation of the adequacy of the directives
included in the documents when PSO or CSO with
responsibility for nuclear facilities or nuclear
safety requests.
6. DEFINITIONS. All terms used in this Order comply with
standard definitions used in 10 CFR 830 and the DOE
Directives System where standard definitions exist. The
definition source is noted in parentheses.
a. Applicable—A determination that the conditions for
which a requirement was designed exist at a given
location or in a given situation. For example, conduct
of operations requirements for control rooms are
applicable at a site where control room functions
exist. (As used in this document)
b. Approval Authority—The duly designated authority to
make an approval decision. When used to describe a
person, the person having approval authority, i.e., the
approving official. Approval authority may be
designated in a variety of ways such as through the DOE
and NNSA FRAMs, in a DOE Notice, Order or Manual, or by
delegation letter. (As used in DOE M 251.1 1B)
c. Central Technical Authority (CTA)—The CTAs are
designated by the Secretary of Energy, April 26, 2005
memorandum.
d. Contract—Many of the CTA responsibilities in this
document relate to requirements in contracts for
nuclear facility design, construction, operation,
maintenance, modification, decontamination,
decommissioning, etc. For the purpose of this Order,
the term “contract” refers to those prime contracts for
DOE nuclear facilities (including Management and
Operating, Management and Integration, design, and
construction) contracts that include DEAR clause
970.5204-2, Laws, regulations, and DOE Directives. (As
used in DEAR clause 970.5204-2)
e. Exception—The situation that exists when Work Smart
Standards, Standards and Requirements Identification
Documents, approved Safety Management System or similar
processes are used to modify an applicable Contractor
Requirements Document (CRD) provision for inclusion in
a contract, and a knowledgeable person would reasonably
conclude that the apparent meaning of the CRD provision
has not been met by its contractual treatment.
Exceptions are taken to provide relief from what would
be a requirement were a CRD provision included in the
contract as it is written in the directive where it
appears. (As used in this document)
f. Exemption—Exemptions may apply to Federal personnel
and/or contractors. For Federal Personnel, an
exemption is formal and final relief from the need to
comply with applicable requirements of DOE regulations
and directives. For contractors, an exemption is a
formal and final release from a provision in a DOE
Order, Notice, or Manual that has been included in
their contract; or from one or more requirements in a
Regulation. Processes for obtaining approval for
exemptions to 10 CFR 830 are found in 10 CFR 820;
related guidance is provided in DOE STD 1083.
Processes for obtaining approval to exemptions to DOE
Orders, Notices and Manuals are either included in the
Directive or are found in DOE M 251.1-1B (DOE M 251.1
1B and 10 CFR 820)
g. Nuclear Facility—This term is defined in 10 CFR 830.3.
Note: the usage in 10 CFR 830 addresses both reactor
and non-reactor nuclear facilities. Radiological
facilities as well as Hazard Category I, II, and III
facilities (as defined in DOE STD 1027) all fit the
definition of a nuclear facility
h. Office of Primary Interest (OPI)—The DOE Directives
System establishes OPIs who are responsible for
development and maintenance of directives. (As used in
DOE M 251.1-1B)
i. Preparing Activity—The organization sponsoring and
preparing the proposed DOE Technical Standard—A
directive that is developed under the DOE Technical
Standards Program, described in DOE O 252.1).
7. REFERENCES.
a. 10 CFR 830, Nuclear Safety Management.
b. 10 CFR 820, Procedural Rules for DOE Nuclear
Activities.
c. DEAR 970.5204-2, Laws, Regulations, and DOE Directives.
d. DOE O 251.1B, Departmental Directives Program.
e. DOE M 251.1-1B, Departmental Directives Program Manual.
f. DOE STD 1083-95, Requesting and Granting Exemptions to
Nuclear Safety Rules.
g. DOE O 252.1, Technical Standards Program.
h. DOE M 450.3-1, DOE Closure Process for Necessary and
Sufficient Sets of Standards.
8. NECESSITY FINDING STATEMENT. In compliance with Sec. 3174
of P.L. 104-201 (42 USC 7274k note), DOE hereby finds that
this Order is necessary for the protection of human health
and the environment or safety, fulfillment of current legal
requirements, and conduct of critical administrative
functions
9. CONTACT. Questions concerning this directive should be
directed to the Central Technical Authority at 202-586-9471.
BY ORDER OF THE SECRETARY OF ENERGY:
CLAY SELL
Deputy Secretary
ATTACHMENT 1
DIRECTIVES (LATEST VERSION) REQUIRING CENTRAL TECHNICAL AUTHORITY
CONCURRENCE PRIOR TO GRANTING EXEMPTIONS OR EXCEPTIONS
Directive Title/Comment
DOE O 413.3A Program and Project Management for the
Acquisition of Capital Assets
DOE O 414.1C Quality Assurance
DOE O 420.1B Facility Safety
DOE O 425.1C Startup and Restart of Nuclear Facilities
DOE O 433.1A Maintenance Management Program for DOE
Nuclear Facilities
DOE M 435.1-1 Chg 1 Radioactive Waste Management Manual
DOE O 435.1 Chg 1 Radioactive Waste Management
DOE M 440.1-1A DOE Explosives Safety Manual
DOE O 452.1C Nuclear Explosive and Weapon Surety Program
DOE O 452.2C Nuclear Explosive Safety
DOE O 460.1B Packaging and Transportation Safety
DOE M 461.1-1 Chg 1 Packaging and Transfer of Materials of
National Security Interest Manual
DOE O 461.1A Packaging and Transfer or Transportation of
Materials of National Security Interest
DOE O 5480.20A Chg 1 Personnel Selection, Qualification, and
Training Requirements for DOE Nuclear
Facilities
DOE O 5480.30 Chg 1 Nuclear Reactor Safety Design Criteria
DOE O 5480.19 Chg 2 Conduct of Operations Requirements for DOE
Facilities
ATTACHMENT 2
DOE REGULATIONS AND DIRECTIVES (LATEST VERSIONS) REQUIRING CTA
CONCURRENCE PRIOR TO ANY REVISION OR CANCELLATION
Number Title
DOE SEN-35-91 Nuclear Safety Policy
DOE O 151.1C Comprehensive Emergency Management System
DOE G 200.1-1 series Software Engineering Methodology TOC
DOE G 225.1A-1 Implementation Guide for Use with DOE O
225.1 Accident Investigations
DOE P 226.1 Department of Energy Oversight Policy
DOE M 231.1-1A Chg 1 Environment, Safety and Health Reporting
Manual
DOE G 231.1-1 Occurrence Reporting and Performance
Analysis Guide
DOE M 231.1-2 Occurrence Reporting and Processing of
Operations Information
DOE G 231.1-2 Occurrence Reporting Causal Analysis
Guide
DOE M 251.1-1B Departmental Directives Program Manual
DOE P 251.1A Departmental Directives Program Policy
DOE P 410.1A Promulgating Nuclear Safety Requirements
DOE P 411.1 Safety Management Functions,
Responsibilities and Authorities Policy
DOE P 413.1 Program and Project Management Policy for
the Planning, Programming, Budgeting and
Acquisition of Capital Assets
DOE P 413.2 Value Engineering
DOE O 413.3A Program and Project Management for the
Planning, Programming, Budgeting and
Acquisition of Capital Assets
DOE M 413.3-1 Project Management for the Acquisition of
Capital Assets
DOE O 414.1C Quality Assurance
DOE G 414.1-1A Management Assessment and Independent
Assessment Guide
DOE G 414.1-2A Quality Assurance Management System Guide
for Use with 10 CFR 830 Subpart A,
Quality Assurance Requirements and
DOE O 414.1C, Quality Assurance
DOE G 414.1-3 Suspect/Counterfeit Items Guide for Use
with 10 CFR 830 Subpart A, Quality
Assurance Requirements and DOE O 414.1B,
Quality Assurance
DOE G 414.1-4 Safety Software Guide for Use with
10 CFR 830 Subpart A, Quality Assurance
Requirements and DOE O 414.1C, Quality
Assurance
DOE G 414.1-5 Corrective Action Program Guide
DOE O 420.1B Facility Safety
DOE G 420.1-1 Nonreactor Nuclear Safety Design Criteria
and Explosive Safety Criteria Guide for
Use with DOE O 420.1 Facility Safety
DOE G 420.1-2 Guide for the Mitigation of Natural
Phenomena Hazards for DOE Nuclear
Facility and Non-Nuclear Facilities
DOE G 421.1-1 series DOE Good Practices Guide Criticality
Safety Good Practices Program Guide for
DOE Nonreactor Nuclear Facilities
DOE G 421.1-2 Implementation Guide for Use in
Developing Documented Safety Analyses to
Meet Subpart B of 10 CFR 830
DOE G 423.1-1 Implementation Guide for Use in
Developing Technical Safety Requirements
DOE G 424.1-1A Implementation Guide for Use in
Addressing Unreviewed Safety Questions
Requirements
DOE O 425.1C Startup and Restart of Nuclear Facilities
DOE P 426.1 Federal Technical Capability Policy for
Defense Nuclear Facilities
DOE M 426.1-1A Federal Technical Capability Manual
DOE P 430.1 Land and Facility Use Planning
DOE G 430.1-2 Implementation Guide for Surveillance and
Maintenance During Facility Transition
and Disposition
DOE G 430.1-3 Deactivation Implementation Guide
DOE G 430.1-4 Decommissioning Implementation Guide
DOE G 430.1-5 Transition Implementation Guide
DOE O 433.1A Maintenance Management Program for DOE
Nuclear Facilities
DOE G 433.1-1 Nuclear Facility Maintenance Management
Program Guide for Use with DOE O 433.1
DOE O 435.1 Chg 1 Radioactive Waste Management
DOE M 435.1-1 Chg 1 Radioactive Waste Management Manual
DOE G 435.1-1 series Implementation Guide for Use with DOE M
435.1-1 Chapters 1 through 4
DOE M 440.1-1A DOE Explosives Safety Manual
DOE G 440.1 series Guides for Use with DOE O 440.1 Volumes
1-5
DOE P 441.1 DOE Radiological Health and Safety Policy
DOE G 441.1-1B Radiation Protection Programs Guide
DOE P 442.1 Differing Professional Opinions on
Technical Issues Related to Environment,
Safety, and Health
DOE O 442.1A Department Of Energy Employee Concerns
Program
DOE M 442.1-1 Differing Professional Opinions Manual
for Technical Issues Involving
Environment, Safety, and Health
DOE G 442.1-1 Department of Energy Employee Concerns
Program Guide
DOE G 450.1-1A Implementation Guide for Use with DOE O
450.1
DOE G 450.1-2 Implementation Guide for Integrating
Environmental Management Systems into
Integrated Safety Management Systems
DOE G 450.1-5 Implementation Guide for Integrating
Pollution Prevention into Environmental
Management Systems
DOE P 450.2A Identifying, Implementing and Complying
with Environment, Safety and Health
Requirements
DOE P 450.3 Authorizing Use of the Necessary and
Sufficient Process for Standards-Based
Environment, Safety and Health Management
DOE M 450.3-1 DOE Closure Process for Necessary and
Sufficient Sets of Standards
DOE G 450.3-1 Documentation for Work Smart Standards
Applications
DOE G 450.3-2 Attributes of Effective Implementation
DOE G 450.3-3 Tailoring for Integrated Safety
Management Applications
DOE P 450.4 Safety Management System Policy
DOE M 450.4-1 Integrated Safety Management System
Manual
DOE G 450.4-1B series Integrated Safety Management System
Guide, Volumes 1 and 2
DOE P 450.7 Environment, Safety and Health (ES&H)
Goals
DOE O 451.1B Chg 1 National Environmental Policy Act
Compliance Program
DOE O 452.1C Nuclear Explosive and Weapon Surety
Program
DOE O 452.2C Nuclear Explosive Safety
DOE M 452.2-1 Nuclear Explosive Safety Manual
DOE P 454.1 Use of Institutional Controls
DOE P 455.1 Use of Risk-Based End States
DOE O 460.1B Packaging and Transportation Safety
DOE G 460.1-1 series Packaging and Transportation Safety
DOE G 460.2-1 Implementation Guide for Use with DOE O
460.2 Departmental Materials
Transportation and Packaging Management
DOE M 460.2-1 Radioactive Material Transportation
Practices Manual
DOE O 461.1A Packaging and Transfer or Transportation
of Materials of National Security
Interest
DOE M 461.1-1 Chg 1 Packaging and Transfer of Materials of
National Security Interest Manual
DOE O 470.2B Independent Oversight and Performance
Assurance Program
DOE M 470.4-2 Chg 1 Physical Protection
DOE M 470.4-6 Chg 1 Nuclear Material Control and
Accountability
DOE O 5400.5 Chg 2 Radiation Protection of the Public and
the Environment
DOE O 5480.19 Chg 2 Conduct of Operations Requirements for
DOE Facilities
DOE O 5480.20A Chg 1 Personnel Selection, Qualification, and
Training Requirements for DOE Nuclear
Facilities
DOE O 5480.30 Chg 1 Nuclear Reactor Safety Design Criteria
DOE O 5530.3 Chg 1 Radiological Assistance Program
DOE O 5660.1B Management of Nuclear Materials
10 CFR 820 Procedural Rules for DOE Nuclear
Activities
10 CFR 830 Nuclear Safety Management
10 CFR 835 Occupational Radiation Protection
48 CFR 970.5203-2 DOE Acquisition Regulation, Performance
Improvement and Collaboration
48 CFR 970.5204-2 DOE Acquisition Regulation, Laws,
Regulations and DOE Directives Clause
48 CFR 970.5215-3 DOE Acquisition Regulation, Conditional
Payment of Fee, Profit and other
Incentives—Facility Management Contracts
Clause
48 CFR 970.5223-1 DOE Acquisition Regulation, Integration
of Environment, Safety and Health Into
Work Planning and Execution Clause
DOE-STD-1020-2002 Natural Phenomena Hazards Design and
Evaluation Criteria for Department of
Energy Facilities
DOE-STD-1021-93 Natural Phenomena Hazards Performance
Categorization Guidelines for Structures,
Systems, and Components
DOE-STD-1022-94 Natural Phenomena Hazards
Reaffirmed Characterization Guide
DOE-STD-1023-95 Natural Phenomena Hazards Assessment
Reaffirmed Criteria
DOE-STD-1027-92 Ch. 1 Hazard Categorization and Accident
Analysis Techniques for Compliance with
DOE O 5480.23
DOE-STD-1030-96 Guide to Good Practices for Lockouts and
Tagouts
DOE-STD-1063-2006 Facility Representatives
DOE-STD-1066-99 Fire Protection Design Criteria
DOE-STD-1073-2003 Configuration Management Program
DOE-STD-1083-95 Requesting and Granting Exemptions to
Nuclear Safety Rules
DOE-STD-1088-95 Fire Protection for Relocatable
Structures—Reaffirmation
Memorandum
DOE-STD-1090-2004 Hoisting and Rigging (Formerly Hoisting
and Rigging Manual)
DOE-HBK-1099-96 Establishing Nuclear Facility Drill
Programs
DOE-STD-1104-96 Review and Approval of Nuclear Facility
Safety Basis Documents (Documented Safety
Analysis and Technical Safety
Requirements
DOE-STD-1120-2005 Integration of Environment, Safety, and
Health into Facility Disposition
Activities, Volumes 1 and 2
DOE-STD-1134-99 Tritium Handling and Safe Storage
DOE-STD-1134-99 Review Guide for Criticality Safety
Evaluations
DOE-STD-1135-99 Guidance for Nuclear Criticality Safety
Engineer Training and Qualification
DOE-STD-1137-2000 Fire Protection Engineering Functional
Area Qualification Standard
DOE-HBK-1148-2002 Work Smart Standards (WSS) Users Handbook
DOE-STD-1150-2002 Quality Assurance Functional Area
Qualification Standard
DOE-STD-1158-2002 Self-Assessment Standard for DOE
Contractor Criticality Safety Programs
DOE-STD-1159-2003 Waste Management Functional Area
Qualification Standard
DOE-STD-1166-2003 Deactivation and Decommission Functional
Area Qualification Standard
DOE-STD-1172-2003 Safety Software Quality Assurance
Functional Area Qualification Standard
DOE-STD-1173-2003 Criticality Safety Functional Area
Qualification Standard
DOE-STD-1175-2006 Senior Technical Safety Manager
Functional Area Qualification Standard